The recent financial crisis has led to increased regulation in the financial sector. New play-rules have been developed and regulators all over the world put increased pressure on financial institutions to improve their governance framework and to increase their efforts in assessing, monitoring and mitigating operational and compliance risks.
Keeping up with new regulations and making the right choices in integrating the requirements into the governance system of an organization is not an easily accomplished task. Implementation of this requirements requires not only in-depth knowledge of operational processes, risk management and compliance but also extensive knowledge of the entire chain of service providers: administrators, depositaries, custodians, prime-brokers, investment managers, IT-service providers, external advisors, etc.
One Process will find the most effective and reasonable solution to your compliance, audit and risk assessment needs and challenges. Whether your organization needs are the creation of a new compliance or audit program from scratch or an effective solution to any existing problem, One Process will do the work for you. Our in-depth knowledge and experience can go far to offer and implement a tailored solution to you.
One Process leads Compliance and Operational Risk assessments, creates or enhances written policies and procedures, organizes compliance program plans and manuals, designs testing and monitoring plans, facilitates remediation projects to resolve audit or inspection corrective actions, and conducts independent testing to broaden and deepen the scope for existing risk and compliance departments.
operations Built by professionals with extensive knowledge and experience in the field of operations our tool is unrivalled in its ease to implement and use. Our tool can be customized to be fully compliant with the applicable laws and regulation in the jurisdiction of your choice.Read More
compliance & risk management With the introduction of the Alternative Investment Fund Managers Directive (AIFMD), the Alternative Investment Fund Managers (AIFMs) are required to ensure segregation of the compliance and risk management duties and the portfolio management duties.Read More
Professionals with a large experience in the management of ISAE 3402 projects will assist you in becoming ISAE 3402 certified.
Our Internal Audit services will help you improve the effectiveness of risk management, internal control and organizational governance processes in your organization.